This article was produced by AutoRek as part of their valued Industry Partnership to Fund Operator.

Our short paper explores the key CASS requirements as outlined in the FCA’s Handbook and provides an overview of how we can help you comply with the regulations. Some of the requirements covered include: 

• CASS 3: Collateral
• CASS 6: Custody Assets Rules
• CASS 7: Client Money Rules
• CASS 10: Resolution Pack

A guide to complying with the FCA’s key CASS requirements

We also show you how our automated solution enables you to automatically generate the CMAR and we explain how our CASS Governance toolkit can help ensure effective CASS oversight. 

 

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